Clients Rights of Expectations

Accountable
You have the right to third party reporting of all managed accounts. Your statements will identify all account positions held, cash receipts, and disbursements made through Retirement Planning Solutions.

Best Execution 
You have the right to receive best execution in all that we do. Portfolio transactions will be executed in a timely manner, at the best available price, and with prompt third party confirmation. All interactions with the Retirement Planning Solutions operations team will be timely, precise, and promptly completed.

Confidentiality 
You have the right to the strictest levels of confidentiality with information provided to your Retirement Planning Solutions team. Retirement Planning Solutions will protect all information to the highest standards outlined by SEC, FINRA, state and regulatory agencies.

Education 
You have the right to continual education along your journey to True Wealth. Through education, our team will project reasonable expectations and achievable scenarios in the development and constant monitoring of your Wealth Plan.

Prompt Response 
You have the right to a prompt response from your Ellison Noonan Wealth Management team. As your Trusted Advisor, the Retirement Planning Solutions team commits to returning calls within a 24 hour business day. Should a request require additional research, our team will set a clearly defined time frame for readdress.

Quality of Service 
You are entitled to a high level of proactive, courteous service from all associates at Retirement Planning Solutions.

Recommendations Based Upon Your Needs
You have the right to independent and un-conflicted advice and recommendations based upon your defined needs, risk tolerances, and goals. Through holistic Wealth Planning your needs are clearly defined and constantly monitored.

Timely Communication 
You have the right to be communicated to in a timely manner. As your Trusted Advisor, our goal is to provide you with information before the question arises, regardless of the medium used.

Transparency 
You have the right to a transparent relationship and to clearly know the costs for portfolio management, transactions and advisory services. All communications with the Retirement Planning Solutions strive to be clear and concise. If you have a question, it is our duty to answer it for you in an understandable way.

Trusted Advisors
You have the right to work with a trustworthy, dependable, independent Wealth Advisor focused on your journey to True Wealth. Your Wealth Advisor will develop a personal relationship with you through insightful communication highlighting our core beliefs, investment outlook and management philosophy. Your Wealth Advisor will present portfolio reviews annually or as often as necessary, and be available to answer the questions that matter to you as they arise.